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SEDAR - SEC: List of All Criteria

The criteria points below exist as either:

  1. Searchable criteria
  2. Columns
  3. Both searchable criteria as well as columns

To see them, navigate to the sub-category of both criteria as well as column headers in your result lists to see where they exist.

Number Criteria Sub-Category Definition  
1 Company Companies Selects companies by name, ticker, or profile/CIK number
2 In Default of CD Companies Indicates if the issuer is in default of Continuous Disclosure requirements.
3 Active CTO Companies Whether a Cease Trade Order (CTO) is active for the issuer.
4 Principal Regulator Companies Main securities regulator for the issuer.
5 Size of Issuer Companies Classification by asset range - data as per SEDAR - we recommend using "Assets" instead
6 Is SEC Issuer Companies Indicates if the company files with the SEC - data as per SEDAR
7 Short Form Prospectus Issuer Companies Indicates eligibility to use short-form prospectus rules.
8 Transfer Agent Companies Entity responsible for maintaining shareholder records.
9 Employee Count Companies Total number of employees reported.
10 CUSIP Companies Unique identifier for securities issued in the U.S. and Canada.
11 Security Type Companies Type of securities offered such as common shares, debt, preferred shares, etc.
12 Report Jurisdiction Companies Jurisdiction in which the company is a reporting issuer.
13 Industry [SEDAR] Companies Industry category - data as per SEDAR.
14 Formation Type Companies Type of entity formation (e.g., corporation, trust).
15 Form Date Companies Date the company was formed.
16 Exchanges [SEDAR] Companies Exchanges traded on - data as per SEDAR.
17 Year End Date Companies Issuer's fiscal year-end date.
18 Market Cap Companies Market capitalization of the company.
19 Last Filing Date Companies Date of most recent filing date by the issuer.
20 Watchlists Companies User created Watchlists this company is added to
21 View Time Companies, Securities Filings, Auditor Change, Audit Fees, Insider Transactions, News Time the document, company, or record was last viewed by user.
22 Stock Indices Companies Indices the security is part of (e.g., TSX Composite, S&P 500).
23 Market Cap Symbol Companies Currency Symbol used to represent market cap units (e.g., CAD, USD).
24 Auditor Companies Name of the auditing firm.
25 EIN Companies Employer Identification Number (U.S. issuers).
26 Exchanges Companies Exchanges where securities are listed.
27 Stock Symbol Companies Ticker symbol for the issuer.
28 Profile/CIK # Companies SEDAR Profile Number or SEC Central Index Key (CIK).
29 Series Offered Via Exempt Market Companies A company that issues securities exchangeable into securities of another or an entity that provides a guarantee or other form of credit support for securities issued by another
30 Exch. Security or Credit Support Companies Indicates credit support/security for structured products.
31 Series Offered Via Prospectus Companies Classes or series of securities offered via prospectus 
32 Partner Companies Genral partner
33 Listed on Exchange or Market Companies Indicates if the issuer is listed on a public exchange or market.
34 Is Reporting Issuer Companies Indicates whether the company is a registered reporting issuer - data as per SEDAR.
35 Eligible For Short Form Prospectus Companies Indicates if issuer qualifies for short-form prospectus exemptions.
36 Is Fund Manager Companies Indicates whether the entity is a fund manager.
37 Is Underwriter Companies Marks if the entity is acting as an underwriter.
38 Is OTC Issuer Companies Indicates if securities are traded over-the-counter.
39 Year End Type Companies Year end type - fixed or floating
40 Disciplinary Action Companies Indicates whether company is under Disciplinary Action (Canada Only)
41 Capital Pool Company Companies Indicates if the company is a CPC under TSXV rules.
42 Jurisdiction Formed Companies Legal jurisdiction under which the issuer was formed.
43 Industry [SIC] Companies Standard Industrial Classification code (used by SEC).
44 Industry [NAICS] Companies Industry classification per North American Industry Classification System.
45 Company Type Companies Company, Fund, Individual, or Third Party
46 Filing Language Securities Filings Language the filing is submitted in (e.g., English, French).
47 Underwriter Y/N Securities Filings Indicator whether an underwriter is involved.
48 Promoter Name Securities Filings Name of the promoter.
49 Underwriter Name Securities Filings Name of the firm underwriting the issue.
50 Maximum Proceeds Securities Filings Maximum aggregate gross proceeds from an offering.
51 Minimum Proceeds Securities Filings Minimum aggregate gross proceeds from an offering.
52 NI44-103 Prep Procedure Securities Filings Securities offering in accordance with National Instrument 44-103.
53 Multi Jurisdictional Disclosure Securities Filings Indicates if the issuer files under MJDS (Canada–US).
54 Filing Security Type Securities Filings Type of security in the filing (e.g., common shares, bonds).
55 Dealer Involvement Securities Filings Type of involvement by broker dealer such as best efforts, bought deal, at market, etc.
56 Distribution Type Securities Filings Type of security distribution (e.g., IPO, non-offering, etc.).
57 Filing Procedure Securities Filings Regulatory pathway or method by which an issuer submits documents for approval to Canadian securities regulators
58 Public Date Securities Filings Date a filing or document became publicly available.
59 Translated Securities Filings Indicates if the document has been translated from its original language and filed in both languages.
60 Recipient Province Securities Filings Province of the recipient in a transaction.
61 Document Type Securities Filings Filing type such as Annual Report, Prospectus, etc., in an unwieldy alphabetical list - please use Document Category instead
62 Form Type Securities Filings Specific form code (e.g., 10-K, 6-K, 45-106F1).
63 Document Name Securities Filings Name of the electronic file submitted.
64 Exhibits Securities Filings Attachments or exhibits to be included with your search.
65 Document Category Securities Filings Classification of filing document (e.g., Financials, MD&A).
66 Filing Date Securities Filings, Auditor Change, Insider Transactions Official date the document or record was filed.
67 Accession Number Securities Filings Unique identifier for a SEDAR or an SEC filing.
68 Acceptance Date Securities Filings Date a filing was disseminated through the SEDAR feed
69 Filing Category Securities Filings Classification used to organize filings. - use Document Category instead
70 Financial Period End Date Securities Filings End date of the relevant financial reporting period.
71 Financial Period Date Relates Securities Filings Period to which the financial data corresponds.
72 Filing Profile Type Securities Filings Profile classification for the issuer’s filings.
73 Filing Type Securities Filings General filing group such as Annual Financials, Insider Reports, etc. - use Document Category instead
74 Submission Number Securities Filings Unique ID assigned to a filing submission.
75 Filing Number Securities Filings Assigned reference or accession number.
76 Offeror/Offeree Flag Securities Filings Indicates party's role in an offer or takeover.
77 Offeror/Offeree Issuer Number Securities Filings Identifier for the offeror or offeree.
78 Offeror/Offeree Issuer Name Securities Filings Name of the company making or receiving an offer.
79 Promoter Y/N Securities Filings Indicator for whether promoter is identified.
80 Document Description Securities Filings Title or summary of the document contents. - use Document Category instead
81 File Size (KB) Securities Filings, News Size of the document in kilobytes.
82 Filing Folders Securities Filings User created organization folders for storing filings.
83 Pages Securities Filings, News Number of pages in the filing document.
84 Contact Name Address & Contact Listed contact for the filing or issuer.
85 Email Address & Contact Contact email on a company's profile
86 Postal Code/ZIP Address & Contact Postal code of the issuer's or insider’s address.
87 Province/State Address & Contact Regional location of issuer or insider.
88 Country Address & Contact Country of the issuer’s primary jurisdiction.
89 City Address & Contact City of the issuer or insider.
90 Street Address & Contact Street address of issuer or insider.
91 Phone Address & Contact Contact phone number for issuer or filer.
92 Phone Extension Address & Contact Extension number for the phone contact.
93 Fax Number Address & Contact The company's fax number as per SEDAR
94 Short Interest Date Shares & Short Interest Date on which short interest was recorded.
95 Short Interest Ratio Shares & Short Interest Short interest divided by average daily trading volume.
96 Short Interest Shares & Short Interest Number of shares sold short but not yet covered.
97 Public Float Shares & Short Interest Total publicly traded shares available for trading.
98 Shares Outstanding Shares & Short Interest Total number of shares currently issued and outstanding.
99 Funds Are Reporting Issuer Mutual Fund Indicates if the fund is a designated reporting issuer.
100 Fund Manager Mutual Fund Entity managing the fund’s investments.
101 Group Name Mutual Fund Name of the parent or related group of entities.
102 Group Number Mutual Fund Identifier assigned to the group of entities.
103 Manager Mutual Fund Entity managing an offering or fund.
104 Fund Type Mutual Fund Structure of the fund (e.g., mutual fund, ETF).
105 RRSP Eligibility Mutual Fund Indicates if the security is eligible for Canadian RRSP accounts.
106 Promoter Mutual Fund Entity or individual promoting a new issue or company.
107 Portfolio Manager Mutual Fund Individual or entity managing a portfolio.
108 Custodian Mutual Fund Entity responsible for safeguarding assets (e.g., in a fund).
109 Distributor Mutual Fund Entity responsible for distributing securities.
110 Trustee Mutual Fund Person or firm acting as a fiduciary for bondholders or trust investors.
111 Funds Organized Under Canadian Laws Mutual Fund Whether the fund is governed by Canadian legislation.
112 Fund Category Mutual Fund Classification of the investment fund (e.g., equity, bond).
113 Current Assets Financial Assets expected to be converted to cash within one year.
114 Curr Capital Lease Obli. Financial Current portion of capital lease obligations.
115 Current Liabilities Financial Liabilities due within one year.
116 LT Capital Lease Obli. Financial Long-term capital lease obligations.
117 Payables Financial Outstanding obligations due to suppliers or creditors.
118 Receivables Financial Outstanding amounts owed to the issuer.
119 Retained Earnings Financial Accumulated net income retained in the company.
120 Stockholders Equity Financial Total equity available to shareholders.
121 Cash + Cash Equiv. Financial Cash and liquid short-term investments.
122 Report Year Financial Fiscal year to which the report relates.
123 Total Revenue Financial Total income from sales and other sources.
124 Total Expenses Financial Sum of all operational and financial expenses.
125 Net Income Financial Profit or loss after taxes and all expenses.
126 Gross Profit Financial Revenue minus cost of goods sold.
127 EBITDA Financial Earnings Before Interest, Taxes, Depreciation, and Amortization.
128 EBIT Financial Earnings Before Interest and Taxes.
129 Working Capital Financial Current assets minus current liabilities.
130 Total Non- Curr. Liabilities Financial Liabilities not due within 12 months.
131 Total Non-Curr. Assets Financial Assets not expected to be liquidated within 12 months.
132 Total Liabilities Financial Total financial obligations of the issuer.
133 Total Capitalization Financial Sum of all debt and equity capital.
134 Total Assets Financial Total assets reported on financial statements.
135 Change Date Auditor Change Date a significant change (e.g., officer, filing) occurred.
136 Former Auditor Auditor Change Previously engaged audit firm.
137 Auditor Change Folders Auditor Change User-created folder that stores auditor change records
138 Change Page Auditor Change Page number in filing where the change is documented.
139 Change Reason Note Auditor Change Detailed explanation for the change.
140 Change Note Type Auditor Change Type/category of note regarding the change.
141 Change Reason Auditor Change Reason for a change in auditor.
142 Successor Auditor Auditor Change Audit firm that replaces the former auditor.
143 Amalgamated Fee Audit Fees The total combined audit fees reported.
144 Audit Fee Folders Audit Fees User-created folder of audit fee disclosures.
145 Audit Auditors Audit Fees Firm or individuals who performed the audit.
146 Tax Fee Audit Fees Fees paid for tax-related audit or consulting services.
147 Related Fee Audit Fees Fees for services that are not required audits but are related to the audit or review of financial statements.
148 Audit Province Audit Fees Province where the audit firm that performed the audit is based.
149 Other Fee Audit Fees Fees other than audit, tax, or amalgamation fees.
150 Audit Fee Audit Fees Fee paid for audit services.
151 Currency Audit Fees Currency in which the issuer reported audit fees.
152 Audit Country Audit Fees Country  where the audit firm that performed the audit is based.
153 Audit City Audit Fees City  where the audit firm that performed the audit is based.
154 Report Date Audit Fees Date the auditors' report was created or issued.
155 Audit Note Audit Fees Notes or remarks related to the audit findings.
156 Audit Note Type Audit Fees Category/type of audit note (e.g., going concern, limitation).
157 Audit Year End Date Audit Fees Fiscal year-end relevant to the audit.
158 Transaction Date Insider Transactions Date the transaction occurred or was reported.
159 Transaction Folders Insider Transactions User-defined folders for organizing insider transaction data.
160 Insider Disagreed With Balance Insider Transactions Indicates if insider objected to balance or transaction.
161 Transaction State Insider Transactions Status of the transaction (e.g., pending, completed).
162 Insider Number Insider Transactions Unique identifier for the insider.
163 Transaction Id Insider Transactions Unique identifier assigned to a transaction.
164 Remarks Insider Transactions Notes or commentary included with a filing or report.
165 Insider Ceased Date Insider Transactions Date an individual ceased being an insider.
166 Date Became Insider Insider Transactions Date a person was officially recognized as an insider.
167 Equivalent Underlying Quantity Balance Held Insider Transactions Balance of underlying equivalent securities held.
168 Equivalent Underlying Quantity Insider Transactions Number of securities the derivative represents.
169 Underlying Security Designation Insider Transactions Label or classification of the underlying asset (e.g., options, debentures).
170 Foreign Currency Conversion Insider Transactions Rate or basis for converting foreign currency figures.
171 Conversion Price Insider Transactions Price at which convertible securities may be exchanged.
172 Quantity Insider Transactions Amount of securities issued or held.
173 Balance Held Insider Transactions Number of securities currently held.
174 Foreign Currency Insider Transactions Currency used in foreign filings or multi-currency reports.
175 Unit Price Insider Transactions Price per unit/security offered.
176 Nature of Transaction Insider Transactions Type of transaction (e.g., acquisition, disposition, issuance).
177 Registered Holder Insider Transactions Name of the legal holder of the securities.
178 Ownership Type Insider Transactions Type of ownership (e.g., direct, indirect, joint).
179 Insider Relationship Insider Transactions Relationship of insider to issuer (e.g., officer, director).
180 Insider Name Insider Transactions Name of the insider as reported in filings.
181 Security Designation Insider Transactions Classification or label of a security (e.g., Common Share, Class A).
182 Maturity Date Insider Transactions Date on which a bond or note matures.
183 Closing Date Insider Transactions Final date when a transaction was completed.
184 News Provider News Source or wire service distributing the press release.
185 Source Link News Direct link to the document’s source page.
186 Release Date News Date a press release was issued.
187 News Folders News User-created folder of press releases.
188 Language News Language of the document.
189 Headline News Title of the press release or filing.
190 Timezone News Time zone associated with the filing or news release.
191 Release Time News Time the press release was published.